Why Finders Are Losers
The Startup Lawyer
OCTOBER 28, 2010
Most importantly, using an unregistered broker-dealer can, at a minimum, jeopardize your startup’s private placement exemptions. If someone wants you to help your startup get seed capital only if they get a cut, you need to run far away. And the SEC is closing the window on these unregistered broker-dealers.
72 
Let's personalize your content