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This Week in VC Episode 6 with @Jason Calacanis: Best One Yet

Both Sides of the Table

What are “Reg D” filings with the SEC and why does this make it harder to stay in stealth mode? Often times when companies raise “bridge” financing (this is money from internal investors. But when the finally convert the debt to equity the round gets filed with the SEC and thus journalists often pick up on it.

Stealth 285
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How Reed Hastings’ Facebook Status Update Landed Netflix in SEC’s Crosshairs

Gust

Last month, the SEC announced it was taking action regarding Netflix’ (NFLX) securities compliance based on a Facebook status update posted by CEO Reed Hastings. To understand the SEC’s point of view , it’s necessary to review the principles underlying securities law in the United States.

SEC 158
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FinTech Innovation Lab Launch Event – June 2, 2011

David Teten

My rough notes follow: Mike Dubno , CIO, Global Markets and Research Technology & Operations, Bank of America. Very enthusiastic about the potential for the NY tech ecosystem, leveraging our strength in finance. FRIED: Non-structured operations on data are as least as powerful as structured operations. Maria Gotsch.

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Are You Ready for Equity Based Crowdfunding?

Up and Running

If your business needs financing, consider equity crowdfunding; its distinctive traits will lure investors desiring the rewards of investment returns and investor protection, in addition to the goodwill generated by their support. The SEC’s proposed equity crowdfunding rules regulate, in part: Your business (the securities issuer).

Equity 125
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Where Do I Find Capital For My Startup?

YoungUpstarts

Once you learn about all of your financing options, you could choose the one best suited to help your business grow. In order to become an angel investor, one must have a net worth of at least $1 million, an annual income of $200,000 and be accredited by the SEC. By self-financing, you can maintain control of your startup.

Syndicate 127
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Why You Don’t Want to Give Financial Information to All of Your Investors

Both Sides of the Table

Generally speaking in venture capital financings the legal documents will specify that only “major investors” (a threshold set in the agreement – which can be $500,000 investor or more). They have listed forward revenue figures that are highly questionable and bring the issue of SEC oversight to my mind.

SEC 352
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Why cash is king

BeyondVC

The best plan in my mind is to make sure that any company we invest in has a tremendous market opportunity with a real business model and high operating margins that can eventually generate real cash flow. Sure I have a plan when I invest, but it is impossible to predict the future. technology sector. When in doubt, remember cash is king.